Risk Management Surveillance Executive

6

No. of Openings

3 to 4 years

Job Experience

Any graduation

Job Qualification

6

No. of Openings

3 to 4 years

Job Experience

RMS

Department

English

Languages Required

Any graduation

Job Qualification

RMS

Department

English

Languages Required

  • Experience in Knowledge of SEBI Regularisation
  • Maintain all the Registers as per Exchange Norms
  • Assisting CDSL and Exchange Inspections on DP
  • Maintain Compliance Risk Management program elements, such as documentation of compliance controls like KYC, CERSAI
  • Cooperate with internal and external audit and operational risk management
  • Work closely with portfolio managers, traders and other advisor professionals to design and implement operational policies and procedures
  • Preparing/filing reports/notices with the regulators
  • Monitoring adherence to risk limits for all trading activities using quantitative measures, including Value at Risk (VaR)
  • Preparing internal and concurrent audit work and submission to SEBI and All exchanges and CDSL
  • B.Com/M.Com
  • Knowledge in share market & SEBI Regularization
Apply Now!
Current Salary: 1 LPA
Note: File size not to exceed more than 5mb